Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/24?limit=200®isters=between&mode=atom2025-01-02T19:39:49-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23146.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a One-Day Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones on September 11, 20132013-09-24T00:00:00-07:002013-09-24T00:00:00-07:002013-23146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23146.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23145.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a One-Day Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers to Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones on September 11, 20132013-09-24T00:00:00-07:002013-09-24T00:00:00-07:002013-23145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23145.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23128.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clear Contracts Traded on ICE Endex2013-09-24T00:00:00-07:002013-09-24T00:00:00-07:002013-23128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23128.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23127.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes Concerning Panel Composition2013-09-24T00:00:00-07:002013-09-24T00:00:00-07:002013-23127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23127.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23126.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate References to Obsolete Functionality2013-09-24T00:00:00-07:002013-09-24T00:00:00-07:002013-23126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23126.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23125.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate References to Obsolete Functionality2013-09-24T00:00:00-07:002013-09-24T00:00:00-07:002013-23125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23125.pdf