<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/23?registers=between Thu, 29 May 2025 15:31:10 -0700 Thu, 29 May 2025 15:31:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/23?registers=between Notice - Home System Group, Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23144.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23144.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23144.pdf Notice - American Asset Development, Inc., aVinci Media Corp., Ceragenix Pharmaceuticals, Inc., Marshall Holdings International, Inc., MedCom USA, Incorporated, and Millenium Holding Group, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23143.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23143.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23143 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23143.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23101.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23101.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23101.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23012.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23012.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23012 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23012.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23011.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23011.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23011 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23011.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23010.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23010.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23010 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23010.pdf Notice - Consolidated Tape Association; Notice of Filing of the Eighteenth Substantive Amendment to the Second Restatement of the CTA Plan https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23009.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23009.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23009 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23009.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23008.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23008.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23008 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23008.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees September 17, 2013. https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23007.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23007.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23007 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23007.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.91 To Specify That LMMs Receive Execution Allocations of Incoming Electronic Complex Orders and Complex Order Auction Eligible Orders in Accordance With the Guaranteed Participation Provision of Rule 6.76A(a)(1)(A), Without Any Exceptions https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23006.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23006.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23006 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23006.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Appointment Cost of IWM Options https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23005.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23005.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23005 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23005.pdf