<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/20?registers=between Wed, 21 May 2025 22:30:53 -0700 Wed, 21 May 2025 22:30:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/20?registers=between Notice - Patch International, Inc., QuadTech International, Inc., Strategic Resources, Ltd., and Virtual Medical Centre, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23043.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23043.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23043 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23043.pdf Notice - Municipal Mortgage & Equity LLC, Prolink Holdings Corp., RPM Technologies, Inc., SARS Corp., Secured Digital Storage Corp., Siboney Corp., SiriCOMM, Inc., and Standard Management Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23042.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23042.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23042 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23042.pdf Notice - A.G. Volney Center, Inc. (f/k/a Buddha Steel, Inc.), China Green Material Technologies, Inc., China Tractor Holdings, Inc., and Franklin Towers Enterprises, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23041.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23041.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23041 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23041.pdf Notice - American Energy Production, Inc., Best Energy Services, Inc., Community Central Bank Corporation, Explortex Energy, Inc., HemoBioTech, Inc., Larrea Biosciences Corporation, MBI Financial, Inc., and Million Dollar Saloon, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23040.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23040.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23040 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23040.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23013.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23013.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23013 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23013.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule Sections II and IV https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22911.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22911.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22911.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error and an Incorrect Cross Reference in Rule 5635(e)(4) https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22884.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22884.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22884 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22884.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings, as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22883.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22883.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22883 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22883.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees and Fee Waivers for Certain Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22882.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22882.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22882 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22882.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 604, Continuing Education for Registered Persons, and To Adopt a Corresponding Fee https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22881.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22881.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22881 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22881.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Modify the Complex Order Filter https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22880.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22880.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22880 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22880.pdf Proposed Rule - Credit Risk Retention https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-21677.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-21677.html Fri, 20 Sep 2013 00:00:00 -0700 2013-21677 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-21677.pdf