Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/20?limit=200®isters=between&mode=atom2025-01-21T08:51:09-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23043.htmlNotice - Patch International, Inc., QuadTech International, Inc., Strategic Resources, Ltd., and Virtual Medical Centre, Inc.; Order of Suspension of Trading2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-23043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23043.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23042.htmlNotice - Municipal Mortgage & Equity LLC, Prolink Holdings Corp., RPM Technologies, Inc., SARS Corp., Secured Digital Storage Corp., Siboney Corp., SiriCOMM, Inc., and Standard Management Corp.; Order of Suspension of Trading2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-23042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23042.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23041.htmlNotice - A.G. Volney Center, Inc. (f/k/a Buddha Steel, Inc.), China Green Material Technologies, Inc., China Tractor Holdings, Inc., and Franklin Towers Enterprises, Inc.; Order of Suspension of Trading2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-23041Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23041.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23040.htmlNotice - American Energy Production, Inc., Best Energy Services, Inc., Community Central Bank Corporation, Explortex Energy, Inc., HemoBioTech, Inc., Larrea Biosciences Corporation, MBI Financial, Inc., and Million Dollar Saloon, Inc.; Order of Suspension of Trading2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-23040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23040.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23013.htmlNotice - Sunshine Act Meeting2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-23013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23013.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22911.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule Sections II and IV2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-22911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22911.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22884.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error and an Incorrect Cross Reference in Rule 5635(e)(4)2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-22884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22884.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22883.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings, as Modified by Amendment No. 12013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-22883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22883.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22882.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees and Fee Waivers for Certain Exchange Traded Products2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-22882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22882.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22881.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 604, Continuing Education for Registered Persons, and To Adopt a Corresponding Fee2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-22881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22881.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22880.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Modify the Complex Order Filter2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-22880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22880.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/20/2013-21677.htmlProposed Rule - Credit Risk Retention2013-09-20T00:00:00-07:002013-09-20T00:00:00-07:002013-21677Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-21677.pdf