<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/16?registers=between Thu, 12 Jun 2025 00:43:19 -0700 Thu, 12 Jun 2025 00:43:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/16?registers=between Notice - Axcess International, Inc., Gamma Pharmaceuticals, Inc., Innovex, Inc, Knight Energy Corp., Komodo, Inc., Uphonia, Inc., and Wilson Brothers USA, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22554.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22554.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22554 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22554.pdf Notice - In the Matter of Carbiz, Inc., InZon Corporation, IQ Micro, Inc., Irwin Financial Corporation, and Princeton Media Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22553.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22553.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22553 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22553.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22508.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22508.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22508 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22508.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice To Amend an Existing Interpretation and Policy To Give OCC Discretion Not To Grant a Particular Clearing Member Margin Credit for an Otherwise Eligible Security https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22405.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22405.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22405 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22405.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22404.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22404.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22404 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22404.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22403.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22403.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22403 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22403.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List Options on the Nations VolDex Index https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22402.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22402.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22402 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22402.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Qualified Market Maker Program Under Rule 7014, the Fees Assessed Under Rule 7015(g), and the Schedule of Fees and Rebates Under Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22401.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22401.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22401 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22401.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22400.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22400.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22400 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22400.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Participation on the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22399.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22399.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22399 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22399.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1014 https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22398.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22398.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22398 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22398.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Franklin Short Duration U.S. Government ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22397.html https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22397.html Mon, 16 Sep 2013 00:00:00 -0700 2013-22397 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22397.pdf