Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/16?limit=200&registers=between&mode=atom 2025-05-03T22:21:50-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22554.html Notice - Axcess International, Inc., Gamma Pharmaceuticals, Inc., Innovex, Inc, Knight Energy Corp., Komodo, Inc., Uphonia, Inc., and Wilson Brothers USA, Inc., Order of Suspension of Trading 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22554 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22554.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22553.html Notice - In the Matter of Carbiz, Inc., InZon Corporation, IQ Micro, Inc., Irwin Financial Corporation, and Princeton Media Group, Inc.; Order of Suspension of Trading 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22553 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22553.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22508.html Notice - Sunshine Act Meeting 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22508 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22508.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22405.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice To Amend an Existing Interpretation and Policy To Give OCC Discretion Not To Grant a Particular Clearing Member Margin Credit for an Otherwise Eligible Security 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22405 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22405.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22404.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22404 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22404.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22403.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22403 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22403.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22402.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List Options on the Nations VolDex Index 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22402 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22402.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22401.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Qualified Market Maker Program Under Rule 7014, the Fees Assessed Under Rule 7015(g), and the Schedule of Fees and Rebates Under Rule 7018(a) 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22401 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22401.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22400.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22400 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22400.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22399.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Participation on the Alternative Display Facility 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22399 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22399.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22398.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1014 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22398 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22398.pdf https://regulations.justia.com/regulations/fedreg/2013/09/16/2013-22397.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Franklin Short Duration U.S. Government ETF Under NYSE Arca Equities Rule 8.600 2013-09-16T00:00:00-07:00 2013-09-16T00:00:00-07:00 2013-22397 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-16/pdf/2013-22397.pdf