<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/10?registers=between Sat, 24 May 2025 22:37:30 -0700 Sat, 24 May 2025 22:37:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/10?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Time-Limited Waiver of the Monthly Subscription Fee for New and Existing Subscribers to the Equity Trade Journal for Clearing Firms Service under Rule 7060 https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21936.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21936.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21936.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1120 and To Adopt a Corresponding Fee https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21934.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21934.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21934.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21933.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21933.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21933.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21932.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21932.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21932 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21932.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21931.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21931.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21931 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21931.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21930.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21930.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21930 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21930.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 1120 and Adopt a Corresponding Fee https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21929.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21929.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21929 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21929.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 6.72 To Make Permanent the Penny Trading Program for Options https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21928.html https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21928.html Tue, 10 Sep 2013 00:00:00 -0700 2013-21928 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21928.pdf