Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/10?limit=200&registers=between&mode=atom 2025-01-06T12:24:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21936.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Time-Limited Waiver of the Monthly Subscription Fee for New and Existing Subscribers to the Equity Trade Journal for Clearing Firms Service under Rule 7060 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21936.pdf https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21934.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1120 and To Adopt a Corresponding Fee 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21934.pdf https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21933.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21933.pdf https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21932.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21932 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21932.pdf https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21931.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21931 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21931.pdf https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21930.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 5131 (New Issue Allocations and Distributions) 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21930 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21930.pdf https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21929.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 1120 and Adopt a Corresponding Fee 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21929 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21929.pdf https://regulations.justia.com/regulations/fedreg/2013/09/10/2013-21928.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 6.72 To Make Permanent the Penny Trading Program for Options 2013-09-10T00:00:00-07:00 2013-09-10T00:00:00-07:00 2013-21928 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-10/pdf/2013-21928.pdf