<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/04?registers=between Sat, 24 May 2025 01:03:43 -0700 Sat, 24 May 2025 01:03:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/04?registers=between Notice - Clearing Agency; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend an Existing Interpretation and Policy To Give OCC Discretion Not To Grant a Particular Clearing Member Margin Credit for an Otherwise Eligible Security https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21458.html https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21458.html Wed, 04 Sep 2013 00:00:00 -0700 2013-21458 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21458.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Commentary to Rule 1080 To Add a New PIXL ISO Order Type https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21411.html https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21411.html Wed, 04 Sep 2013 00:00:00 -0700 2013-21411 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21411.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations) https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21410.html https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21410.html Wed, 04 Sep 2013 00:00:00 -0700 2013-21410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21410.pdf