Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09/04?limit=200®isters=between&mode=atom2025-05-24T16:45:07-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21458.htmlNotice - Clearing Agency; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend an Existing Interpretation and Policy To Give OCC Discretion Not To Grant a Particular Clearing Member Margin Credit for an Otherwise Eligible Security2013-09-04T00:00:00-07:002013-09-04T00:00:00-07:002013-21458Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21458.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21411.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Commentary to Rule 1080 To Add a New PIXL ISO Order Type2013-09-04T00:00:00-07:002013-09-04T00:00:00-07:002013-21411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21411.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21410.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations)2013-09-04T00:00:00-07:002013-09-04T00:00:00-07:002013-21410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21410.pdf