<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/28?registers=between Tue, 10 Jun 2025 19:45:45 -0700 Tue, 10 Jun 2025 19:45:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/28?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending 303A.00 of the Exchange's Listed Company Manual To Provide a One-Year Transition Period To Comply With the Internal Audit Requirement of Section 303A.07(c) for Companies Listing in Connection With an Initial Public Offering, or by Means of a Carve-Out or Spin-Off Transaction https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20956.html https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20956.html Wed, 28 Aug 2013 00:00:00 -0700 2013-20956 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-28/pdf/2013-20956.pdf Notice - The Northwestern Mutual Life Insurance Company, et al.; https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20955.html https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20955.html Wed, 28 Aug 2013 00:00:00 -0700 2013-20955 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-28/pdf/2013-20955.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Rules of the NASDAQ Options Market To Permit the Exchange To Establish Wider Bid/Ask Differentials for Certain Options With High Premiums or Other Special Characteristics https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20934.html https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20934.html Wed, 28 Aug 2013 00:00:00 -0700 2013-20934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-28/pdf/2013-20934.pdf