<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/23?registers=between Thu, 29 May 2025 04:01:04 -0700 Thu, 29 May 2025 04:01:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/23?registers=between Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate EDGA Rule 13.4 https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20613.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20613.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20613 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20613.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate EDGX Rule 13.4 https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20612.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20612.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20612 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20612.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change in Connection With the Notification of Settlement Process Used by the Mortgage-Backed Securities Division (“MBSD”) https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20611.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20611.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20611 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20611.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20575.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20575.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20575 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20575.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20574.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20574.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20574 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20574.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20573.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20573.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20573 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20573.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20572.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20572.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20572.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20571.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20571.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20571 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20571.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20570.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20570.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20570.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Form U4 Regarding the Reporting of Unsatisfied Judgments and Liens https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20569.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20569.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20569.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Topaz Exchange, LLC https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20568.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20568.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20568 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20568.pdf