Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/23?limit=200®isters=between&mode=atom2025-03-10T17:45:42-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20613.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate EDGA Rule 13.42013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20613.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20612.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate EDGX Rule 13.42013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20612.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20611.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change in Connection With the Notification of Settlement Process Used by the Mortgage-Backed Securities Division (“MBSD”)2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20611.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20575.htmlNotice - Submission for OMB Review; Comment Request2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20575Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20575.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20574.htmlNotice - Submission for OMB Review; Comment Request2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20574.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20573.htmlNotice - Submission for OMB Review; Comment Request2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20573.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20572.htmlNotice - Submission for OMB Review; Comment Request2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20572.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20571.htmlNotice - Submission for OMB Review; Comment Request2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20571.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20570.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20570Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20570.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20569.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Form U4 Regarding the Reporting of Unsatisfied Judgments and Liens2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20569.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20568.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Topaz Exchange, LLC2013-08-23T00:00:00-07:002013-08-23T00:00:00-07:002013-20568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20568.pdf