<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/14?registers=between Thu, 01 May 2025 13:14:06 -0700 Thu, 01 May 2025 13:14:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/14?registers=between Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19741.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19741.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19741 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19741.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19740.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19740.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19740 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19740.pdf Notice - Special Opportunities Fund, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19693.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19693.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19693 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19693.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19692.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19692.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19692 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19692.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Exchange's Routable Order Program https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19691.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19691.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19691 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19691.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Options Floor Broker Management System Until the End of September 2013 https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19673.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19673.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19673 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19673.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Jumbo SPY Option Transactions https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19672.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19672.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19672 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19672.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule To Amend Rule 24.7 To Add Facts for Determining Whether To Halt Volatility Index Options Trading https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19671.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19671.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19671 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19671.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19670.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19670.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19670 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19670.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19669.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19669.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19669 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19669.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19668.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19668.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19668 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19668.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Subscription Fee for New Subscribers to Latency Optics for a Limited Period https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19667.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19667.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19667 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19667.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 1015 Regarding Accommodation Claims https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19666.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19666.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19666 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19666.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19665.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19665.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19665 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19665.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19664.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19664.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19664 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19664.pdf Notice - Order Temporarily Exempting Certain Broker-Dealers and Certain Transactions From the Recordkeeping and Reporting Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19650.html https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19650.html Wed, 14 Aug 2013 00:00:00 -0700 2013-19650 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19650.pdf