Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/14?limit=200&registers=between&mode=atom 2025-05-01T18:25:17-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19741.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19741 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19741.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19740.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19740 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19740.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19693.html Notice - Special Opportunities Fund, Inc.; Notice of Application 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19693 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19693.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19692.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19692 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19692.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19691.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Exchange's Routable Order Program 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19691 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19691.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19673.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Options Floor Broker Management System Until the End of September 2013 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19673 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19673.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19672.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Jumbo SPY Option Transactions 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19672 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19672.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19671.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule To Amend Rule 24.7 To Add Facts for Determining Whether To Halt Volatility Index Options Trading 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19671 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19671.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19670.html Notice - Proposed Collection; Comment Request 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19670 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19670.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19669.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19669 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19669.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19668.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19668 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19668.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19667.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Subscription Fee for New Subscribers to Latency Optics for a Limited Period 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19667 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19667.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19666.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 1015 Regarding Accommodation Claims 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19666 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19666.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19665.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19665 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19665.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19664.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19664 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19664.pdf https://regulations.justia.com/regulations/fedreg/2013/08/14/2013-19650.html Notice - Order Temporarily Exempting Certain Broker-Dealers and Certain Transactions From the Recordkeeping and Reporting Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 2013-08-14T00:00:00-07:00 2013-08-14T00:00:00-07:00 2013-19650 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-14/pdf/2013-19650.pdf