<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/13?registers=between Tue, 15 Apr 2025 04:14:26 -0700 Tue, 15 Apr 2025 04:14:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/13?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19516.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19516.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19516 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19516.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19515.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19515.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19515 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19515.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Single-Sided Order Fees and Credits and the Order Cancellation Fee; Correction https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19514.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19514.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19514 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19514.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19513.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19513.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19513 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19513.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19512.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19512.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19512 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19512.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex Orders Can Initiate a Complex Order Live Auction; Correction https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19511.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19511.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19511 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19511.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19510.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19510.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19510 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19510.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 9217 (Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2)) https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19509.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19509.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19509 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19509.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19508.html https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19508.html Tue, 13 Aug 2013 00:00:00 -0700 2013-19508 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19508.pdf