Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/13?limit=200®isters=between&mode=atom2025-04-18T13:56:37-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19516.htmlNotice - Proposed Collection; Comment Request2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19516.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19515.htmlNotice - Proposed Collection; Comment Request2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19515.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19514.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Single-Sided Order Fees and Credits and the Order Cancellation Fee; Correction2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19514.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19513.htmlNotice - Proposed Collection; Comment Request2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19513.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19512.htmlNotice - Proposed Collection; Comment Request2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19512.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19511.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex Orders Can Initiate a Complex Order Live Auction; Correction2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19511.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19510.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19510.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19509.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 9217 (Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2))2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19509.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19508.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees2013-08-13T00:00:00-07:002013-08-13T00:00:00-07:002013-19508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-13/pdf/2013-19508.pdf