<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/09?registers=between Mon, 09 Jun 2025 10:57:51 -0700 Mon, 09 Jun 2025 10:57:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/09?registers=between Notice - Aspiriant Global Equity Trust and Aspiriant, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19267.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19267.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19267 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19267.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer a New Data Feed https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19266.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19266.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19266 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19266.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer a New Data Feed https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19265.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19265.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19265 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19265.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Its Fees for Routing of Orders Priced at $1 or More Under Rule 7018(a), as Well as Changes to Its Excess Order Fee Under Rule 7018(m) https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19264.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19264.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19264 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19264.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Delisting Series in the STOs and Opening up to Five Consecutive Weekly Expirations of STOs https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19263.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19263.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19263 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19263.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Changes to Its Excess Order Fee https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19262.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19262.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19262 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19262.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Its Excess Order Fee Under Rule 7018(d) https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19261.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19261.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19261 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19261.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19260.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19260.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19260 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19260.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19259.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19259.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19259 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19259.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19258.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19258.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19258 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19258.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19257.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19257.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19257 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19257.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on NASDAQ OMX PSX in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19256.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19256.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19256 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19256.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Chapter IV, Section 6 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19255.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19255.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19255 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19255.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Chapter IV, Section 6 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19254.html https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19254.html Fri, 09 Aug 2013 00:00:00 -0700 2013-19254 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19254.pdf