<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/05?registers=between Thu, 12 Jun 2025 21:01:44 -0700 Thu, 12 Jun 2025 21:01:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/08/05?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18933.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18933.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18933.pdf Notice - In the Matter of Zenergy International, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18917.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18917.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18917 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18917.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18764.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18764.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18764 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18764.pdf Notice - ERNY Financial ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18763.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18763.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18763 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18763.pdf Notice - GENCAP Strategies LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18762.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18762.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18762 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18762.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Chairman and President, and Create an Additional Directorship To Be Occupied by the President https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18761.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18761.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18761 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18761.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(a)(2) To Specify That the Exchange Would Use The Last Official Closing Price To Calculate the Market Order Trading Collar If There Is No Consolidated Last Sale Price That Trading Day https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18760.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18760.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18760 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18760.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 4170 (Options Communications) https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18759.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18759.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18759 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18759.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18758.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18758.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18758 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18758.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Increase the Royalty Fees Applicable to Non-Customer Transactions in Options on the Russell 2000 Index https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18757.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18757.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18757 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18757.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18756.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18756.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18756 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18756.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Arca Trades Digital Media Data Feed https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18755.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18755.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18755 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18755.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Trades Digital Media Data Feed https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18754.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18754.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18754 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18754.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE MKT Trades Digital Media Data Feed https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18753.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18753.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18753 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18753.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule To Include a $60 Session Fee for the Series 56 (S501) Continuing Education https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18752.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18752.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18752 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18752.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule Change To Modify the Complex Order Filter https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18751.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18751.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18751 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18751.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Nullification of Trades Involving Catastrophic Errors https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18750.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18750.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18750 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18750.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Section 6, Obvious Errors, of the Rules of the NASDAQ Options Market (“NOM”) https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18749.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18749.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18749 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18749.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Exchange Rules To Clarify Rules 6.1 and 6.32 https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18748.html https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18748.html Mon, 05 Aug 2013 00:00:00 -0700 2013-18748 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18748.pdf