Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/07/17?limit=200&registers=between&mode=atom 2024-12-30T09:28:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17099.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Provide That OCC, Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of Options Contracts To Account for Certain Events, Such as Certain Dividend Distributions or Other Corporate Actions, That Affect the Underlying Security or Other Underlying Interest 2013-07-17T00:00:00-07:00 2013-07-17T00:00:00-07:00 2013-17099 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17099.pdf https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17098.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Change the Monthly Fees For the Use of Certain Ports 2013-07-17T00:00:00-07:00 2013-07-17T00:00:00-07:00 2013-17098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17098.pdf https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17097.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports 2013-07-17T00:00:00-07:00 2013-07-17T00:00:00-07:00 2013-17097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17097.pdf https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17096.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities Division 2013-07-17T00:00:00-07:00 2013-07-17T00:00:00-07:00 2013-17096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17096.pdf https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17095.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 312.07 of the Listed Company Manual To Remove the 50% Quorum Requirement and Add Certain Clarifying Language 2013-07-17T00:00:00-07:00 2013-07-17T00:00:00-07:00 2013-17095 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17095.pdf