<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/07/15?registers=between Fri, 23 May 2025 07:22:01 -0700 Fri, 23 May 2025 07:22:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/07/15?registers=between Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16937.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16937.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16937 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16937.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice in Connection With a Proposed Change to its Operations in the Form of a Private Offering by OCC of Senior Unsecured Debt Securities https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16864.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16864.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16864 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16864.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16859.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16859.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16859 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16859.pdf Notice - FlexShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16858.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16858.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16858 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16858.pdf Notice - NGAM Advisors, LP, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16856.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16856.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16856 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16856.pdf Notice - Bridge Builder Trust and Olive Street Investment Advisers, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16855.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16855.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16855 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16855.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 2 to an Advance Notice, as Previously Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16821.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16821.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16821 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16821.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rules 504 and 509-Equities With Respect to DMM Quoting Requirements Applicable to Nasdaq Stock Market Securities Traded on the Exchange Pursuant to A Grant of Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16820.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16820.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16820 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16820.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Previously Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16819.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16819.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16819 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16819.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rule 6.53(u), Relating to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16818.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16818.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16818 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16818.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Priority Customer Rebate Program https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16817.html https://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16817.html Mon, 15 Jul 2013 00:00:00 -0700 2013-16817 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16817.pdf