<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/07/08?registers=between Sat, 03 May 2025 11:38:15 -0700 Sat, 03 May 2025 11:38:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/07/08?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16481.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16481.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16481 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16481.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending 303A.00 of the Exchange's Listed Company Manual To Provide a One-Year Transition Period To Comply With the Internal Audit Requirement of Section 303A.07(c) for Companies Listing in Connection With An Initial Public Offering, as New Registrants or by Means of a Carve-Out or Spin-Off Transaction https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16289.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16289.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16289 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16289.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Change the Monthly Fees for the Use of Certain Ports https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16233.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16233.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16233 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16233.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Single-Sided Order Fees and Credits and the Order Cancellation Fee https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16232.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16232.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16232 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16232.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16231.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16231.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16231 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16231.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Schedule of Fees and Rebates for the Execution of Quotes and Orders on NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16229.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16229.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16229 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16229.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4120(c)(7) To Modify the Parameters for Releasing IPO Securities for Trading Pursuant to the IPO Halt Cross Under NASDAQ Rule 4753 https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16228.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16228.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16228 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16228.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments To the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16227.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16227.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16227 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16227.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16226.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16226.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16226 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16226.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Under the QMM Pricing Incentive Program Under Rules 7014 and 7015 https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16225.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16225.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16225 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16225.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16218.html https://regulations.justia.com/regulations/fedreg/2013/07/08/2013-16218.html Mon, 08 Jul 2013 00:00:00 -0700 2013-16218 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-08/pdf/2013-16218.pdf