<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/24?registers=between Fri, 02 May 2025 17:42:39 -0700 Fri, 02 May 2025 17:42:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/24?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15155.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15155.html Mon, 24 Jun 2013 00:00:00 -0700 2013-15155 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15155.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14976.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14976.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14976 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14976.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2013 https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14975.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14975.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14975.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2013 https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14974.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14974.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14974 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14974.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14966.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14966.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14966 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14966.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14965.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14965.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14965 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14965.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program and Amend Rule 7050 https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14964.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14964.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14964 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14964.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14963.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14963.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14963 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14963.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14962.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14962.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14962 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14962.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14961.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14961.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14961 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14961.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14960.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14960.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14960 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14960.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14959.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14959.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14959 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14959.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14958.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14958.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14958 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14958.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14957.html https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14957.html Mon, 24 Jun 2013 00:00:00 -0700 2013-14957 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14957.pdf