<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/21?registers=between Sat, 03 May 2025 00:57:56 -0700 Sat, 03 May 2025 00:57:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/21?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14833.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14833.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14833 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14833.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14832.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14832.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14832 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14832.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14831.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14831.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14831 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14831.pdf Notice - Guggenheim Funds Investment Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14805.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14805.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14805 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14805.pdf Notice - Sigma Investment Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14804.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14804.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14804 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14804.pdf Notice - Transparent Value Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14803.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14803.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14803 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14803.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14802.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14802.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14802 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14802.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14800.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14800.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14800 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14800.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14799.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14799.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14799 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14799.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14798.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14798.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14798 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14798.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14797.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14797.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14797 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14797.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14796.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14796.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14796 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14796.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Request To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14795.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14795.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14795 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14795.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14794.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14794.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14794 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14794.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14793.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14793.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14793 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14793.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14792.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14792.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14792 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14792.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Executive Chairman and President, and Create an Additional Directorship To Be Occupied by the President https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14791.html https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14791.html Fri, 21 Jun 2013 00:00:00 -0700 2013-14791 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14791.pdf