Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/21?limit=200®isters=between&mode=atom2025-01-04T15:16:58-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14833.htmlNotice - Proposed Collection; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14833.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14832.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14832.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14831.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14831.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14805.htmlNotice - Guggenheim Funds Investment Advisors, LLC, et al.; Notice of Application2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14805.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14804.htmlNotice - Sigma Investment Advisors, LLC, et al.; Notice of Application2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14804.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14803.htmlNotice - Transparent Value Trust, et al.; Notice of Application2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14803.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14802.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14802.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14800.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14800.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14799.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14799Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14799.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14798.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14798.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14797.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14797.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14796.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14796.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14795.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Request To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14795.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14794.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14794.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14793.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14793.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14792.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14792.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14791.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Executive Chairman and President, and Create an Additional Directorship To Be Occupied by the President2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14791.pdf