<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/17?registers=between Tue, 08 Apr 2025 23:21:40 -0700 Tue, 08 Apr 2025 23:21:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14422.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14422.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14422 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14422.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14258.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14258.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14258 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14258.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Rule 104 To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14257.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14257.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14257 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14257.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103B, Section III(A) To Increase From Three to Four the Minimum Number of DMM Units an Issuer Must Interview From the Pool of DMM Units Eligible To Participate in the Allocation Process https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14256.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14256.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14256 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14256.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Certain Pricing Applicable to Supplemental Liquidity Providers on the Exchange https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14255.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14255.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14255 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14255.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements Applicable to Foreign Trading Privilege Holders https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14250.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14250.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14250 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14250.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE MKT Rule 104-Equities To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14242.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14242.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14242 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14242.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order To Disseminate a Spot Price for Treasury Options https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14241.html https://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14241.html Mon, 17 Jun 2013 00:00:00 -0700 2013-14241 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14241.pdf