<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/03?registers=between Sat, 03 May 2025 15:36:51 -0700 Sat, 03 May 2025 15:36:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/06/03?registers=between Notice - Lanbo Financial Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13157.html https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13157.html Mon, 03 Jun 2013 00:00:00 -0700 2013-13157 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13157.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13111.html https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13111.html Mon, 03 Jun 2013 00:00:00 -0700 2013-13111 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13111.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval to Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Price Improvement Program Will Qualify As “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13036.html https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13036.html Mon, 03 Jun 2013 00:00:00 -0700 2013-13036 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13036.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Options Rule 6.62(cc) To Remove References to Functionality Described as the Post No Preference Light Only Quotation https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13035.html https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13035.html Mon, 03 Jun 2013 00:00:00 -0700 2013-13035 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13035.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide That OCC, Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of Options Contracts to Account for Certain Events, Such as Certain Dividend Distributions or Other Corporate Actions, That Affect the Underlying Security or Other Underlying Interest https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-12975.html https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-12975.html Mon, 03 Jun 2013 00:00:00 -0700 2013-12975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-12975.pdf