<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/30?registers=between Wed, 11 Jun 2025 22:14:58 -0700 Wed, 11 Jun 2025 22:14:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/30?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving a Proposed Rule Change To Amend MSRB Rule G-39, on Telemarketing https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12850.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12850.html Thu, 30 May 2013 00:00:00 -0700 2013-12850 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12850.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Its Rules Regarding the Trading of XSP Options https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12847.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12847.html Thu, 30 May 2013 00:00:00 -0700 2013-12847 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12847.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of the First Trust Morningstar Futures Strategy Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12846.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12846.html Thu, 30 May 2013 00:00:00 -0700 2013-12846 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12846.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the PowerShares China A-Share Portfolio Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12821.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12821.html Thu, 30 May 2013 00:00:00 -0700 2013-12821 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12821.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Routing Option, MOPB, Under Rule 4758(a)(1)(A) https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12818.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12818.html Thu, 30 May 2013 00:00:00 -0700 2013-12818 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12818.pdf Notice - Collection of Information; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12798.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12798.html Thu, 30 May 2013 00:00:00 -0700 2013-12798 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12798.pdf Notice - ASA Gold and Precious Metals Limited; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12797.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12797.html Thu, 30 May 2013 00:00:00 -0700 2013-12797 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12797.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rule 6.42 https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12796.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12796.html Thu, 30 May 2013 00:00:00 -0700 2013-12796 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12796.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12795.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12795.html Thu, 30 May 2013 00:00:00 -0700 2013-12795 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12795.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Rule Governing Cancellation of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and To Make Related Clarifications to Rule Text https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12794.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12794.html Thu, 30 May 2013 00:00:00 -0700 2013-12794 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12794.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name, and To Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12725.html https://regulations.justia.com/regulations/fedreg/2013/05/30/2013-12725.html Thu, 30 May 2013 00:00:00 -0700 2013-12725 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-30/pdf/2013-12725.pdf