<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/22?registers=between Sun, 25 May 2025 21:26:20 -0700 Sun, 25 May 2025 21:26:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/22?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program To Allow Cabinet Trading To Take Place Below $1 per Option Contract https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12189.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12189.html Wed, 22 May 2013 00:00:00 -0700 2013-12189 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12189.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Create a New Fee Structure for Complex Orders on the BOX Market LLC Options Facility https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12169.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12169.html Wed, 22 May 2013 00:00:00 -0700 2013-12169 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12169.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fee Schedule To Establish Fees for Jumbo SPY Option Transactions https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12168.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12168.html Wed, 22 May 2013 00:00:00 -0700 2013-12168 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12168.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Fees Related to Certain Corporate Action Events https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12167.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12167.html Wed, 22 May 2013 00:00:00 -0700 2013-12167 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12167.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Related to Portfolio Composition File Reporting in Addendum A of Its Rules and Procedures https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12166.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12166.html Wed, 22 May 2013 00:00:00 -0700 2013-12166 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12166.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accommodate the Use of Vault Receipts or Warehouse Depository Receipts in Electronic Form, Rather Than Vault Receipts or Warehouse Depository Receipts in Physical Form, To Represent the Metals Underlying Physically-Settled Futures Contracts on Metals Traded by NYSE Liffe US LLC https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12165.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12165.html Wed, 22 May 2013 00:00:00 -0700 2013-12165 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12165.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12164.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12164.html Wed, 22 May 2013 00:00:00 -0700 2013-12164 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12164.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighteenth Charges Amendment To the Second Restatement of the CTA Plan and Tenth Charges Amendment To the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12163.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12163.html Wed, 22 May 2013 00:00:00 -0700 2013-12163 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12163.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the International Bear ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12162.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12162.html Wed, 22 May 2013 00:00:00 -0700 2013-12162 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12162.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12161.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12161.html Wed, 22 May 2013 00:00:00 -0700 2013-12161 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12161.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Proposing an Amendment to the Bylaws of Its Wholly-Owned Subsidiary, NYSE Regulation, Inc. (“NYSE Regulation”), To Eliminate a Requirement That Not Less Than Two Members of the Board of Directors of NYSE Regulation Must Qualify as “Fair Representation Candidates” https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12159.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12159.html Wed, 22 May 2013 00:00:00 -0700 2013-12159 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12159.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12150.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12150.html Wed, 22 May 2013 00:00:00 -0700 2013-12150 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12150.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12149.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12149.html Wed, 22 May 2013 00:00:00 -0700 2013-12149 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12149.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12148.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12148.html Wed, 22 May 2013 00:00:00 -0700 2013-12148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12148.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12147.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12147.html Wed, 22 May 2013 00:00:00 -0700 2013-12147 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12147.pdf Notice - LocalShares Investment Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12146.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12146.html Wed, 22 May 2013 00:00:00 -0700 2013-12146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12146.pdf Notice - Financial Investors Trust and Hanson McClain Strategic Advisors, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12144.html https://regulations.justia.com/regulations/fedreg/2013/05/22/2013-12144.html Wed, 22 May 2013 00:00:00 -0700 2013-12144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-22/pdf/2013-12144.pdf