<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/21?registers=between Fri, 23 May 2025 18:08:43 -0700 Fri, 23 May 2025 18:08:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/21?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Its Schedule of Fees and Rebates for Execution of Quotes and Orders on NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12049.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12049.html Tue, 21 May 2013 00:00:00 -0700 2013-12049 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-12049.pdf Notice - ALPS ETF Trust, et al.; https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12042.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12042.html Tue, 21 May 2013 00:00:00 -0700 2013-12042 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-12042.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 29 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12041.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12041.html Tue, 21 May 2013 00:00:00 -0700 2013-12041 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-12041.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FLEX Options https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12040.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12040.html Tue, 21 May 2013 00:00:00 -0700 2013-12040 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-12040.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12039.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12039.html Tue, 21 May 2013 00:00:00 -0700 2013-12039 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-12039.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Listing Standards for Equity Index-Linked Securities in NYSE Arca Equities Rule 5.2(j)(6) https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12038.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12038.html Tue, 21 May 2013 00:00:00 -0700 2013-12038 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-12038.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc ; Notice of Filing of Proposed Rule Change for Permanent Approval of a Pilot To Permit BX Options To Accept Inbound Options Orders From NASDAQ OMX PHLX LLC and NASDAQ Options Services LLC https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12035.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-12035.html Tue, 21 May 2013 00:00:00 -0700 2013-12035 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-12035.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-11921.html https://regulations.justia.com/regulations/fedreg/2013/05/21/2013-11921.html Tue, 21 May 2013 00:00:00 -0700 2013-11921 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-05-21/pdf/2013-11921.pdf