<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/20?registers=between Tue, 10 Jun 2025 01:16:15 -0700 Tue, 10 Jun 2025 01:16:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/20?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-Time https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11918.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11918.html Mon, 20 May 2013 00:00:00 -0700 2013-11918 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11918.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11899.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11899.html Mon, 20 May 2013 00:00:00 -0700 2013-11899 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11899.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11898.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11898.html Mon, 20 May 2013 00:00:00 -0700 2013-11898 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11898.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of iShares Dow Jones-UBS Roll Select Commodity Index Trust Pursuant to NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11897.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11897.html Mon, 20 May 2013 00:00:00 -0700 2013-11897 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11897.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11896.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11896.html Mon, 20 May 2013 00:00:00 -0700 2013-11896 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11896.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11894.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11894.html Mon, 20 May 2013 00:00:00 -0700 2013-11894 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11894.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11893.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11893.html Mon, 20 May 2013 00:00:00 -0700 2013-11893 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11893.pdf Notice - ERNY Financial ETF Trust and ERNY Financial Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11892.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11892.html Mon, 20 May 2013 00:00:00 -0700 2013-11892 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11892.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11891.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11891.html Mon, 20 May 2013 00:00:00 -0700 2013-11891 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11891.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11878.html https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11878.html Mon, 20 May 2013 00:00:00 -0700 2013-11878 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11878.pdf