Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/20?limit=200&registers=between&mode=atom 2024-12-22T03:26:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11918.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-Time 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11918 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11918.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11899.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11899 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11899.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11898.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11898 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11898.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11897.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of iShares Dow Jones-UBS Roll Select Commodity Index Trust Pursuant to NYSE Arca Equities Rule 8.200 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11897 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11897.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11896.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11896 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11896.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11894.html Notice - Proposed Collection; Comment Request 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11894 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11894.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11893.html Notice - Proposed Collection; Comment Request 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11893 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11893.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11892.html Notice - ERNY Financial ETF Trust and ERNY Financial Advisors, LLC; Notice of Application 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11892 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11892.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11891.html Notice - Proposed Collection; Comment Request 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11891 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11891.pdf https://regulations.justia.com/regulations/fedreg/2013/05/20/2013-11878.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material 2013-05-20T00:00:00-07:00 2013-05-20T00:00:00-07:00 2013-11878 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-20/pdf/2013-11878.pdf