<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/17?registers=between Wed, 11 Jun 2025 23:18:18 -0700 Wed, 11 Jun 2025 23:18:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/17?registers=between Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11963.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11963.html Fri, 17 May 2013 00:00:00 -0700 2013-11963 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11963.pdf Notice - Avani International Group, Inc., Birch Mountain Resources Ltd., Capital Reserve Canada Ltd., Dynasty Gaming, Inc. (n/k/a Blue Zen Memorial Parks, Inc.), IXI Mobile, Inc., Laureate Resources & Steel Industries Inc., Millennium Energy Corp., Shannon International, Inc., and Welwind Energy International Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11917.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11917.html Fri, 17 May 2013 00:00:00 -0700 2013-11917 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11917.pdf Notice - Benda Pharmaceutical, Inc. and China Shuangjii Cement Ltd., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11916.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11916.html Fri, 17 May 2013 00:00:00 -0700 2013-11916 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11916.pdf Notice - In the Matter of Griffin Mining, Inc., Power Sports Factory, Inc., Star Energy Corp., TransNet Corp., Valcom, Inc., and Vibe Records, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11915.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11915.html Fri, 17 May 2013 00:00:00 -0700 2013-11915 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11915.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11784.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11784.html Fri, 17 May 2013 00:00:00 -0700 2013-11784 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11784.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Pilot Restrictions From NASDAQ's Qualified Market Maker and NBBO Setter Incentive Programs, and To Make Other Changes to NASDAQ's Schedule of Fees and Credits https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11775.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11775.html Fri, 17 May 2013 00:00:00 -0700 2013-11775 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11775.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding an Expansion of CME Clearing's Category 3 Collateral Limits https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11760.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11760.html Fri, 17 May 2013 00:00:00 -0700 2013-11760 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11760.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Proposing To: (i) Delete the Sections in the Listed Company Manual (the “Manual”) Containing the Listing Application Materials (Including the Listing Application and the Listing Agreement) and Adopt Updated Listing Application Materials That Will Be Posted on the Exchange's Web Site; and (ii) Adopt as New Rules Certain Provisions That Are Currently Included in the Various Forms of Agreements That Are in the Manual, as Well as Some Additional New Rules That Make Explicit Existing Exchange Policies With Respect to Initial Listings https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11759.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11759.html Fri, 17 May 2013 00:00:00 -0700 2013-11759 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11759.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11758.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11758.html Fri, 17 May 2013 00:00:00 -0700 2013-11758 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11758.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of a Trading Halt or Pause on NASDAQ https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11733.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11733.html Fri, 17 May 2013 00:00:00 -0700 2013-11733 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11733.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, To Require Members To Report OTC Equity Transactions as Soon as Practicable, But No Later Than 10 Seconds, Following Execution https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11714.html https://regulations.justia.com/regulations/fedreg/2013/05/17/2013-11714.html Fri, 17 May 2013 00:00:00 -0700 2013-11714 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-17/pdf/2013-11714.pdf