<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/16?registers=between Sat, 24 May 2025 14:12:07 -0700 Sat, 24 May 2025 14:12:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/16?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11676.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11676.html Thu, 16 May 2013 00:00:00 -0700 2013-11676 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11676.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options and Non-Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11636.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11636.html Thu, 16 May 2013 00:00:00 -0700 2013-11636 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11636.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Arca Options Market Data https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11635.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11635.html Thu, 16 May 2013 00:00:00 -0700 2013-11635 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11635.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Amex Options Market Data https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11634.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11634.html Thu, 16 May 2013 00:00:00 -0700 2013-11634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11634.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11625.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11625.html Thu, 16 May 2013 00:00:00 -0700 2013-11625 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11625.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Mini Options https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11624.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11624.html Thu, 16 May 2013 00:00:00 -0700 2013-11624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11624.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule Governing the Anti-Money Laundering Compliance Program https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11623.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11623.html Thu, 16 May 2013 00:00:00 -0700 2013-11623 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11623.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11622.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11622.html Thu, 16 May 2013 00:00:00 -0700 2013-11622 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11622.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11621.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11621.html Thu, 16 May 2013 00:00:00 -0700 2013-11621 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11621.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11620.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11620.html Thu, 16 May 2013 00:00:00 -0700 2013-11620 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11620.pdf Notice - CPG Carlyle Private Equity Fund, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11605.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11605.html Thu, 16 May 2013 00:00:00 -0700 2013-11605 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11605.pdf Notice - FS Investment Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11604.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11604.html Thu, 16 May 2013 00:00:00 -0700 2013-11604 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11604.pdf Notice - Self-Regulatory Organizations; The Depository Trusts Company; Notice of Filing and No Objection To Advance Notice To Renew Its Existing Credit Facility https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11603.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11603.html Thu, 16 May 2013 00:00:00 -0700 2013-11603 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11603.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and No Objection To Advance Notice To Renew Its Existing Credit Facility https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11597.html https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11597.html Thu, 16 May 2013 00:00:00 -0700 2013-11597 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11597.pdf