<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/15?registers=between Wed, 25 Jun 2025 13:01:22 -0700 Wed, 25 Jun 2025 13:01:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/15?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct BX Rule 2140(c) https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11558.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11558.html Wed, 15 May 2013 00:00:00 -0700 2013-11558 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11558.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rules 5050, 7050, and 7240 https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11523.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11523.html Wed, 15 May 2013 00:00:00 -0700 2013-11523 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11523.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Order PIXL https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11521.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11521.html Wed, 15 May 2013 00:00:00 -0700 2013-11521 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11521.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Sections of the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11520.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11520.html Wed, 15 May 2013 00:00:00 -0700 2013-11520 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11520.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Rebates Applicable to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11519.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11519.html Wed, 15 May 2013 00:00:00 -0700 2013-11519 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11519.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11518.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11518.html Wed, 15 May 2013 00:00:00 -0700 2013-11518 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11518.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change Relating to Recovery and Resolution Arrangements https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11517.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11517.html Wed, 15 May 2013 00:00:00 -0700 2013-11517 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11517.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Implementation Date for FINRA Rule 5270 (Front Running of Block Transactions) https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11508.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11508.html Wed, 15 May 2013 00:00:00 -0700 2013-11508 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11508.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend and Restate the Amended and Restated By-Laws of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11502.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11502.html Wed, 15 May 2013 00:00:00 -0700 2013-11502 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11502.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend and Restate the Amended and Restated By-Laws of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11500.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11500.html Wed, 15 May 2013 00:00:00 -0700 2013-11500 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11500.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Consolidate All CHX Order Types, Modifiers, and Related Terms Under One Rule and to Clarify the Basic Requirements of All Orders Sent to the Matching System https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11453.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11453.html Wed, 15 May 2013 00:00:00 -0700 2013-11453 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11453.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11452.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11452.html Wed, 15 May 2013 00:00:00 -0700 2013-11452 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11452.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Delivery Procedures To Reflect the Clearing Relationship for ICE Futures Europe https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11407.html https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11407.html Wed, 15 May 2013 00:00:00 -0700 2013-11407 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11407.pdf