Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/15?limit=200&registers=between&mode=atom 2025-01-10T03:22:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11558.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct BX Rule 2140(c) 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11558 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11558.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11523.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rules 5050, 7050, and 7240 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11523 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11523.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11521.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Order PIXL 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11521 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11521.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11520.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Sections of the Exchange's Pricing Schedule 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11520 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11520.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11519.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Rebates Applicable to Qualified Contingent Cross Orders 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11519 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11519.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11518.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of BATS Exchange, Inc. 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11518 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11518.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11517.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change Relating to Recovery and Resolution Arrangements 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11517 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11517.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11508.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of the Implementation Date for FINRA Rule 5270 (Front Running of Block Transactions) 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11508 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11508.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11502.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend and Restate the Amended and Restated By-Laws of BATS Y-Exchange, Inc. 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11502 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11502.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11500.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend and Restate the Amended and Restated By-Laws of BATS Exchange, Inc. 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11500 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11500.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11453.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Consolidate All CHX Order Types, Modifiers, and Related Terms Under One Rule and to Clarify the Basic Requirements of All Orders Sent to the Matching System 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11453 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11453.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11452.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11452 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11452.pdf https://regulations.justia.com/regulations/fedreg/2013/05/15/2013-11407.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Delivery Procedures To Reflect the Clearing Relationship for ICE Futures Europe 2013-05-15T00:00:00-07:00 2013-05-15T00:00:00-07:00 2013-11407 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-15/pdf/2013-11407.pdf