<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/10?registers=between Sun, 25 May 2025 20:30:31 -0700 Sun, 25 May 2025 20:30:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/10?registers=between Notice - Order of Suspension of Trading in the Matter of CoreCare Systems, Inc., Forticell Bioscience, Inc., Michelex Corporation, and Rx for Africa, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11238.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11238.html Fri, 10 May 2013 00:00:00 -0700 2013-11238 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11238.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Schedule of the NYSE Amex Options Proprietary Market Data Fees https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11176.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11176.html Fri, 10 May 2013 00:00:00 -0700 2013-11176 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11176.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend BX Rule 4756 and Rule 4763 To Stipulate How Participants in the NASDAQ OMX BX Equities Market May Modify Previously Entered Orders and To Describe How Modified Orders Are Processed https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11175.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11175.html Fri, 10 May 2013 00:00:00 -0700 2013-11175 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11175.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Schedule of the NYSE Arca Options Proprietary Market Data Fees https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11174.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11174.html Fri, 10 May 2013 00:00:00 -0700 2013-11174 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11174.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Its Schedule of Fees and Rebates for Execution of Orders for Securities Priced at $1 or More Under Rule 7018 https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11173.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11173.html Fri, 10 May 2013 00:00:00 -0700 2013-11173 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11173.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Adopt a New Order Type Called the “Auto-Ex Only” Order and Add New Definitions Regarding Automatic Execution Mode and Automatic Execution Orders https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11172.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11172.html Fri, 10 May 2013 00:00:00 -0700 2013-11172 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11172.pdf Notice - Forum Investment Advisors, LLC, et al.; https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11146.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11146.html Fri, 10 May 2013 00:00:00 -0700 2013-11146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11146.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NASDAQ Rule 4763 https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11145.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11145.html Fri, 10 May 2013 00:00:00 -0700 2013-11145 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11145.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority Customer Size https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11141.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11141.html Fri, 10 May 2013 00:00:00 -0700 2013-11141 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11141.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 (Obvious and Catastrophic Errors) https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11140.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11140.html Fri, 10 May 2013 00:00:00 -0700 2013-11140 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11140.pdf Notice - Credit Ratings Roundtable https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11082.html https://regulations.justia.com/regulations/fedreg/2013/05/10/2013-11082.html Fri, 10 May 2013 00:00:00 -0700 2013-11082 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-10/pdf/2013-11082.pdf