<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/09?registers=between Thu, 22 May 2025 06:11:51 -0700 Thu, 22 May 2025 06:11:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/09?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products (“ETPs”) Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11019.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11019.html Thu, 09 May 2013 00:00:00 -0700 2013-11019 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11019.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11018.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11018.html Thu, 09 May 2013 00:00:00 -0700 2013-11018 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11018.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11017.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11017.html Thu, 09 May 2013 00:00:00 -0700 2013-11017 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11017.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting Approval to Proposed Rule Changes Amending the Attestation Requirement of Rule 107C (NYSE) and 107C-Equities (NYSE MKT) To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Liquidity Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11004.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11004.html Thu, 09 May 2013 00:00:00 -0700 2013-11004 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11004.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Provide for the Manner in Which Mini Options Will Trade as a Complex Order Pursuant to BOX Rule 7240 https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11003.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11003.html Thu, 09 May 2013 00:00:00 -0700 2013-11003 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11003.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11002.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11002.html Thu, 09 May 2013 00:00:00 -0700 2013-11002 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11002.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Remote Streaming Quote Trader Fees and Reference a Remote Streaming Quote Trader Organization https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11001.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11001.html Thu, 09 May 2013 00:00:00 -0700 2013-11001 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11001.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow All Lead Market Makers To Receive Directed Orders https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11000.html https://regulations.justia.com/regulations/fedreg/2013/05/09/2013-11000.html Thu, 09 May 2013 00:00:00 -0700 2013-11000 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-09/pdf/2013-11000.pdf