<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/07?registers=between Fri, 23 May 2025 11:09:39 -0700 Fri, 23 May 2025 11:09:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/07?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10936.html https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10936.html Tue, 07 May 2013 00:00:00 -0700 2013-10936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10936.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10799.html https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10799.html Tue, 07 May 2013 00:00:00 -0700 2013-10799 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10799.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Modify the Existing Floor Broker Rebate for Executed Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10742.html https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10742.html Tue, 07 May 2013 00:00:00 -0700 2013-10742 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10742.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Fee Schedule for Firms To Increase the Transaction Fee for Certain Proprietary Electronic Executions and To Introduce Volume-Based Tiers for Certain Proprietary Electronic Executions https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10741.html https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10741.html Tue, 07 May 2013 00:00:00 -0700 2013-10741 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10741.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Raise the Take Liquidity Fee for Firm and Broker Dealer Electronic Executions in Penny Pilot Issues https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10740.html https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10740.html Tue, 07 May 2013 00:00:00 -0700 2013-10740 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10740.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10704.html https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10704.html Tue, 07 May 2013 00:00:00 -0700 2013-10704 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10704.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10703.html https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10703.html Tue, 07 May 2013 00:00:00 -0700 2013-10703 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10703.pdf