<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/01?registers=between Fri, 02 May 2025 12:48:18 -0700 Fri, 02 May 2025 12:48:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/05/01?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10355.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10355.html Wed, 01 May 2013 00:00:00 -0700 2013-10355 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10355.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limits for Options on iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10302.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10302.html Wed, 01 May 2013 00:00:00 -0700 2013-10302 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10302.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend C2 Rule 6.52 https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10279.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10279.html Wed, 01 May 2013 00:00:00 -0700 2013-10279 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10279.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Rule Governing Cancellation of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and To Make Related Clarifications to Rule Text https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10278.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10278.html Wed, 01 May 2013 00:00:00 -0700 2013-10278 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10278.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution, and To Make Related Clarifications to Rule Text https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10277.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10277.html Wed, 01 May 2013 00:00:00 -0700 2013-10277 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10277.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10240.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10240.html Wed, 01 May 2013 00:00:00 -0700 2013-10240 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10240.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10239.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10239.html Wed, 01 May 2013 00:00:00 -0700 2013-10239 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10239.pdf Notice - Corporate Capital Trust, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10238.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10238.html Wed, 01 May 2013 00:00:00 -0700 2013-10238 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10238.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Price Improvement Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10237.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10237.html Wed, 01 May 2013 00:00:00 -0700 2013-10237 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10237.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise Usage-Based Vendor Fees https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10236.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10236.html Wed, 01 May 2013 00:00:00 -0700 2013-10236 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10236.pdf Notice - Order Making Fiscal Year 2013 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10194.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10194.html Wed, 01 May 2013 00:00:00 -0700 2013-10194 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10194.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 Clarifying the Exchange's Treatment of Discretionary Orders That Have Discretionary Prices Outside of the Limit Up-Limit Down Price Bands https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10177.html https://regulations.justia.com/regulations/fedreg/2013/05/01/2013-10177.html Wed, 01 May 2013 00:00:00 -0700 2013-10177 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-01/pdf/2013-10177.pdf