<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/30?registers=between Thu, 22 May 2025 12:14:24 -0700 Thu, 22 May 2025 12:14:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/30?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Add a Moving Average Check for Incoming Market Orders and Marketable Limit Orders https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10167.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10167.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10167 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10167.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10151.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10151.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10151 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10151.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10150.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10150.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10150 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10150.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10149.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10149.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10149 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10149.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10148.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10148.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10148.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10147.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10147.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10147 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10147.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10146.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10146.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10146.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10144.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10144.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10144.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Free Period for the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo Under Rule 7015(f) https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10103.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10103.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10103 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10103.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo and Assess a Related Subscription Fee https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10102.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10102.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10102 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10102.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection) https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10079.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10079.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10079 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10079.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10077.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10077.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10077 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10077.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting NYSE Rule 476(a)(8), Which Addresses Wash Sales, in Order To Harmonize the Exchange's Rules With the Rules of the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10051.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10051.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10051 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10051.pdf