Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/30?limit=200&registers=between&mode=atom 2025-05-02T22:47:44-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10167.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Add a Moving Average Check for Incoming Market Orders and Marketable Limit Orders 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10167 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10167.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10151.html Notice - Proposed Collection; Comment Request 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10151 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10151.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10150.html Notice - Proposed Collection; Comment Request 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10150 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10150.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10149.html Notice - Proposed Collection; Comment Request 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10149 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10149.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10148.html Notice - Proposed Collection; Comment Request 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10148.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10147.html Notice - Proposed Collection; Comment Request 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10147 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10147.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10146.html Notice - Proposed Collection; Comment Request 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10146.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10144.html Notice - Proposed Collection; Comment Request 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10144.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10103.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Free Period for the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo Under Rule 7015(f) 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10103 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10103.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10102.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo and Assess a Related Subscription Fee 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10102 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10102.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10079.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection) 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10079 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10079.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10077.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10077 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10077.pdf https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10051.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting NYSE Rule 476(a)(8), Which Addresses Wash Sales, in Order To Harmonize the Exchange's Rules With the Rules of the Financial Industry Regulatory Authority 2013-04-30T00:00:00-07:00 2013-04-30T00:00:00-07:00 2013-10051 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10051.pdf