<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/29?registers=between Thu, 22 May 2025 18:39:00 -0700 Thu, 22 May 2025 18:39:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/29?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10196.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10196.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10196 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10196.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10195.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10195.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10195.pdf Notice - Enercorp, Inc., FTS Group, Inc., Games, Inc. (n/k/a InQBate Corporation), Hartmarx Corporation (n/k/a XMH Corp. 1), and Penn Treaty American Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10105.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10105.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10105 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10105.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency; Correction https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10032.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10032.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10032 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10032.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Mortgage-Backed Securities Division Rules Relating to Allocation of an Indemnity Claim Made in Connection With the Use of the Federal Reserve's National Settlement Service https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10026.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10026.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10026 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10026.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Amending the Mortgage-Backed Securities Division Fails Charge Rule To Reflect Recommendation of the Treasury Market Practice Group https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10025.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10025.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10025.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10019.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10019.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10019 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10019.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 To Clarify That the Exchange May Grant Obvious Error Relief in the Event of Unusual Circumstances https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10018.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10018.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10018 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10018.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule Change Regarding Central Counterparty Resolution and Recovery Procedures https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10017.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10017.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10017 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10017.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend NYSE MKT Rule 104-Equities To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information To Floor Brokers, and To Make Conforming Amendments to Other Rules https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10016.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10016.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10016 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10016.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 104 To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10015.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10015.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10015 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10015.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10014.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10014.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10014 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10014.pdf Notice - Credit Ratings Roundtable https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09931.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09931.html Mon, 29 Apr 2013 00:00:00 -0700 2013-09931 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-09931.pdf