Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/29?limit=200®isters=between&mode=atom2025-03-10T18:41:44-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10196.htmlNotice - Sunshine Act Meeting2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10196.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10195.htmlNotice - Sunshine Act Meeting2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10195.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10105.htmlNotice - Enercorp, Inc., FTS Group, Inc., Games, Inc. (n/k/a InQBate Corporation), Hartmarx Corporation (n/k/a XMH Corp. 1), and Penn Treaty American Corporation; Order of Suspension of Trading2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10105.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10032.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency; Correction2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10032Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10032.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10026.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Mortgage-Backed Securities Division Rules Relating to Allocation of an Indemnity Claim Made in Connection With the Use of the Federal Reserve's National Settlement Service2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10026.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10025.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Amending the Mortgage-Backed Securities Division Fails Charge Rule To Reflect Recommendation of the Treasury Market Practice Group2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10025.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10019.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10019.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10018.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 To Clarify That the Exchange May Grant Obvious Error Relief in the Event of Unusual Circumstances2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10018.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10017.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule Change Regarding Central Counterparty Resolution and Recovery Procedures2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10017.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10016.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend NYSE MKT Rule 104-Equities To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information To Floor Brokers, and To Make Conforming Amendments to Other Rules2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10016.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10015.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 104 To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10015.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10014.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-10014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10014.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09931.htmlNotice - Credit Ratings Roundtable2013-04-29T00:00:00-07:002013-04-29T00:00:00-07:002013-09931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-09931.pdf