<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/24?registers=between Fri, 02 May 2025 08:55:22 -0700 Fri, 02 May 2025 08:55:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/24?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote Trader Organizations https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09681.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09681.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09681 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09681.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Increase Certain Complex Order Rebates https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09655.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09655.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09655 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09655.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09654.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09654.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09654 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09654.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Rebate Program https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09653.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09653.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09653 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09653.pdf Notice - John Hancock Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09634.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09634.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09634.pdf Notice - Lincoln National Life Insurance Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09633.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09633.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09633 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09633.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Implement a Revised Method of Calculating Clearing Members' Respective Contributions to OCC's Clearing Fund https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09632.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09632.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09632 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09632.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 5250 (Payments for Market Making) https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09631.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09631.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09631 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09631.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09630.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09630.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09630 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09630.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09629.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09629.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09629 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09629.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for C2 Listed Options https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09628.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09628.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09628 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09628.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09627.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09627.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09627 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09627.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Fourteen Series of the iShares Trust Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09626.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09626.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09626 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09626.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To Address Order Handling Under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange To Cancel Orders When a Technical or Systems Issue Occurs, and To Describe the Operation of Linkage Handler Error Accounts https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09625.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09625.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09625 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09625.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09624.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09624.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09624.pdf