<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/19?registers=between Sat, 03 May 2025 02:08:44 -0700 Sat, 03 May 2025 02:08:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/19?registers=between Notice - Xvariant, Inc. (n/k/a China Bionanometer Industries Corp.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09355.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09355.html Fri, 19 Apr 2013 00:00:00 -0700 2013-09355 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-09355.pdf Notice - In the Matter of NewTech Brake Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09354.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09354.html Fri, 19 Apr 2013 00:00:00 -0700 2013-09354 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-09354.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09193.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09193.html Fri, 19 Apr 2013 00:00:00 -0700 2013-09193 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-09193.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Footnote 4 of the Exchange's Fee Schedule Regarding Retail Orders https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09192.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09192.html Fri, 19 Apr 2013 00:00:00 -0700 2013-09192 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-09192.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09191.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09191.html Fri, 19 Apr 2013 00:00:00 -0700 2013-09191 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-09191.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Acquisition of the Kansas City Board of Trade Clearing Corporation https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09190.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09190.html Fri, 19 Apr 2013 00:00:00 -0700 2013-09190 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-09190.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Provide Relief for Floor Brokers From the Annual Telephone Line Charge for January, February and March 2013 https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09189.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-09189.html Fri, 19 Apr 2013 00:00:00 -0700 2013-09189 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-09189.pdf Rule - Identity Theft Red Flags Rules https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-08830.html https://regulations.justia.com/regulations/fedreg/2013/04/19/2013-08830.html Fri, 19 Apr 2013 00:00:00 -0700 2013-08830 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-04-19/pdf/2013-08830.pdf