<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/18?registers=between Fri, 02 May 2025 09:29:59 -0700 Fri, 02 May 2025 09:29:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/18?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09139.html https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09139.html Thu, 18 Apr 2013 00:00:00 -0700 2013-09139 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09139.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Price Improvement Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09123.html https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09123.html Thu, 18 Apr 2013 00:00:00 -0700 2013-09123 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09123.pdf Notice - The Royal Bank of Scotland plc, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09118.html https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09118.html Thu, 18 Apr 2013 00:00:00 -0700 2013-09118 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09118.pdf Notice - Trust for Professional Managers and Aurora Investment Management L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09099.html https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09099.html Thu, 18 Apr 2013 00:00:00 -0700 2013-09099 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09099.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions in Rule 7170 Regarding Obvious Errors During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09098.html https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09098.html Thu, 18 Apr 2013 00:00:00 -0700 2013-09098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09098.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change To List Options on the Dow Jones FXCM Dollar Index https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09065.html https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09065.html Thu, 18 Apr 2013 00:00:00 -0700 2013-09065 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09065.pdf