<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/11?registers=between Fri, 23 May 2025 00:16:10 -0700 Fri, 23 May 2025 00:16:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/11?registers=between Notice - Order of Suspension of Trading; in the Matter of Integrity Bancshares, Inc. https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08632.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08632.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08632 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08632.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the MIAX Top of Market (ToM) Data Product https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08488.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08488.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08488 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08488.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administrative Information Subscriber (AIS) and AIS Port Fees https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08487.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08487.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08487 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08487.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving, on an Accelerated Basis, Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08478.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08478.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08478 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08478.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08477.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08477.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08477 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08477.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08473.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08473.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08473 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08473.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending Its Rules To Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08472.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08472.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08472 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08472.pdf Notice - Self-Regulatory Organizations; International Securities Exchange LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To Suspend Certain Market Maker Quotation Requirements and To Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities That Underlie Options Traded on the ISE https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08471.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08471.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08471 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08471.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08470.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08470.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08470 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08470.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 4120 https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08469.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08469.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08469 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08469.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot and Non-Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08468.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08468.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08468 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08468.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt and Amend Exchange Rules in Connection With Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08467.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08467.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08467 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08467.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Seventeenth Charges Amendment to the Second Restatement of the CTA Plan and Ninth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08466.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08466.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08466 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08466.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08465.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08465.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08465 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08465.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees for NYSE Arca Integrated Feed, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and a Redistribution Fee for NYSE ArcaBook https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08464.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08464.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08464 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08464.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products (“ETPs”) Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08444.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08444.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08444 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08444.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7018 To Establish Fees and Rebates in Connection With NASDAQ's Retail Price Improvement (“RPI”) Program https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08425.html https://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08425.html Thu, 11 Apr 2013 00:00:00 -0700 2013-08425 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08425.pdf