<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/08?registers=between Fri, 23 May 2025 01:32:29 -0700 Fri, 23 May 2025 01:32:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/08?registers=between Notice - Face Up Entertainment Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08196.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08196.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08196 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08196.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08164.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08164.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08164 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08164.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Amendments to CME Rule 980 https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08107.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08107.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08107 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08107.pdf Notice - Order Temporarily Exempting Certain Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08100.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08100.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08100.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Board of Director Qualifications https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08099.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08099.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08099 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08099.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Non-Display Usage Fees for NYSE OpenBook, NYSE Trades, and NYSE BBO and a Redistribution Fee for NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08098.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08098.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08098.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08097.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08097.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08097.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Trades Digital Media Data Feed and a Schedule of the NYSE Arca Equities Proprietary Market Data Fees https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08096.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08096.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08096.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Establish the NYSE MKT Trades Digital Media Data Feed and a Schedule of the NYSE MKT Equities Proprietary Market Data Fees https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08095.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08095.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08095 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08095.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Trades Digital Media Data Feed and a Schedule of the NYSE Proprietary Market Data Fees https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08094.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08094.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08094 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08094.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate a Fee for Use of FIX and OUCH Trading Ports for Testing https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08093.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08093.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08093 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08093.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees and Rebates for Mini Options https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08092.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08092.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08092 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08092.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Its FLEX Option No Minimum Value Size Pilot Program to March 28, 2014 https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08090.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08090.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08090 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08090.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08089.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08089.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08089 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08089.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options, Currently Scheduled to Expire on March 29, 2013, Until March 31, 2014 https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08088.html https://regulations.justia.com/regulations/fedreg/2013/04/08/2013-08088.html Mon, 08 Apr 2013 00:00:00 -0700 2013-08088 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-08/pdf/2013-08088.pdf