Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/05?limit=200&registers=between&mode=atom 2024-12-04T15:47:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07984.html Notice - Securities Act of 1933; Securities Exchange Act of 1934; Order Regarding Review of FASB Accounting Support Fee for 2013 Under Section 109 of the Sarbanes-Oxley Act of 2002 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07984 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07984.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07983.html Notice - Fixed Income Roundtable 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07983 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07983.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07947.html Notice - Munder Series Trust, et al.; 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07947 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07947.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07946.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07946 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07946.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07945.html Notice - Submission for OMB Review; Comment Request 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07945 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07945.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07944.html Notice - Submission for OMB Review; Comment Request 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07944 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07944.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07943.html Notice - Submission for OMB Review; Comment Request 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07943 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07943.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07942.html Notice - Submission for OMB Review; Comment Request 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07942 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07942.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07941.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07941 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07941.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07940.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07940 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07940.pdf https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07939.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees and the Customer Rebate Program 2013-04-05T00:00:00-07:00 2013-04-05T00:00:00-07:00 2013-07939 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07939.pdf